Lord Chancellor’s Department - Tribunals for Users Programme
Head of Business Change - May 2002 to April 2003


Background
The Tribunals for Users Programme was set up to respond to the Leggatt Report on Tribunal Reform. Leggatt proposed a single independent unified Tribunals Service be established within the Lord Chancellor’s Department by incorporating the 70 tribunals that exist across Government managing approximately one million cases per year.

Brief
• Improve the service provided to users such that legal representation is not necessary.
• Develop a coherent Tribunals Service design model in terms of business processes, organisation structure,    governance and estate supported by financial, human resources and information systems for a new single independent    unified Tribunals Service within the Lord Chancellor’s Department.
• Develop the transfer plans that will ensure the existing service levels are maintained during the Tribunal’s transition.    Top ten Tribunals to be transferred first as they generate 97% of the workload.

My Approach
• Structure Business Change into separate change management projects for process, organisation and people, estate    and user support, finance and information technology with a separate design authority for the integrated design    model.
• Personally manage and participate in the process and IT projects and perform the function of design authority.
• Manage the projects in accordance with Prince 2 processes and establish the life cycle and stage boundary review    points and deliverables.
• Acquire a tool set, Control ES, usable by non-IT people to capture current processes and design and configuration    manage the Tribunals Service Design Model.
• Capture the top ten Tribunals current Operational Processes and how they are measured.
• Identify current processes that are legislation dependent and the constraints on process design.
• Design the new Process Model based on best practice, harmonising captured current processes, incorporating real    process variants.
• Design a new common Tribunals Service Process Model based on best practice, harmonised captured current    processes and incorporating real process variants with defined process performance measures.
• Capture the new process design assumptions and identify changes required to existing legislation for each Tribunal.
• Identify for each Tribunal where there will be changes to their current processes and benefits.
• Develop harmonised terms and conditions, rates of pay and ways of working for the 3000 employees transferring to    the Tribunals Service.
• Design an organisation and governance structure that supports the Process Model.
• Identify and capture in a database the estate that will be owned by the Tribunals Service, including terms of contract,    its usage and accommodation standard.
• Design an estate structure and strategy that supports the organisation structure, provides accommodation usable by    any tribunal and gives access to local Hearing Centres for appellants.
• Produce a Tribunal Service Design Model that integrates process, organisation, governance and estate structure with    supporting ICT/IS architecture and transition strategy.
• Specify the requirements for new case management and financial systems.
• Develop the portal requirements and implementation plan to provide on line user services in line with Government    policy to provide all services and information on line through UK Online and the Government Gateway.
• Develop due diligence checklists and produce the transfer plans for the first Tribunals to transfer.

Delivered
• A coherent Tribunals Service Design Model in terms of business processes, user focussed organisation structure,    governance and estate supported by financial, human resources and information systems. The design being captured    and configuration managed in Control ES.
• Analysis of changes required to legislation to enable the merging of current processes into a single common process    model.
• Processes to deliver a better service to users, support evidence-based policymaking and ensure a common standard    of decision making across all Tribunals.
• Identified potential improvements to current processes within existing legislation.
• A database of all estate to be transferred.
• Strategy to rationalise estate and share hearing centres across Tribunals.
• Information Systems transition strategy.
• Information Systems strategy in line with Government and LCD policy and standards
• Financial Systems requirements to be implemented in Oracle 11i.
• Proposals for the harmonisation of employment terms and conditions and rates of pay
• Proposals for measurement of benefits realisation.
• Plan for the provision of a Portal to provide on-line services.
• Due diligence checklists for IT, finance and HR together with a database of all contracts to be transferred.
• Documentation set configuration managed in Control ES required at the completion of the outline design phase.
• Risk Register and Milestone Plan for each project.

Brian Lewis Profile
An International Business Change Director experienced in both FTSE 100 companies and the public sector with core skills in change management, process re-engineering, information technology and software development. Impressive record of delivering commitments and meeting financial targets in a wide range of roles - Business Turnaround, Channel Development, Business Development, Project Management - in Europe, USA, Middle East and Australasia.

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